The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!
From the Wiki University
What evidence can you provide to prove your understanding of each of the following citeria?
Analyse client position, risks and needs
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Client's needs and objectives are obtained and confirmed Completed |
Evidence:
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Market and product focus of the advice to the client is determined Completed |
Evidence:
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Market opportunities for a client are analysed utilising appropriate analytical tools, technical analysis, fundamental analysis and quantitative methodologies Completed |
Evidence:
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Trading opportunities for the client are identified with justification provided as required Completed |
Evidence:
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Manage the organisation's legal risk on client transactions
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Risks in the strategy are identified and explained to the client Completed |
Evidence:
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Sources of legal risk for the organisation arising from the advice and the advising process are identified Completed |
Evidence:
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Advice is developed in accordance with organisation's policies, guidelines and the legal and regulatory framework Completed |
Evidence:
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Execute trading strategies for client
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Entry and exit levels and conditions for the proposed strategy are determined Completed |
Evidence:
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Appropriate order types for executing the strategy are identified Completed |
Evidence:
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Appropriate money management solutions for trading strategy are established Completed |
Evidence:
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Ongoing advice, including adjusting trading strategy where warranted is provided to the client Completed |
Evidence:
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